CW
Cole M. Williams
SHOTWELL RUTTER BAER
Lansing, MI 48917
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CRD#: 7711681
CW
Professional summary
Cole Matthew Williams is a registered financial advisor currently at SHOTWELL RUTTER BAER INC located in Lansing, Michigan.
Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Cole has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cole Matthew Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2024 - Present
SHOTWELL RUTTER BAER INC
Office #1: 6350 West Michigan Avenue Suite 200, Lansing, MI 48917RIA
CRD#: 122789
Lansing, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SHOTWELL RUTTER BAER INC
BAER, ELIZABETH ELLEN | SHOTWELL RUTTER BAER INC | RUTTER BAER INC REGISTERED INVESTMENT ADVISOR | RUTTER BAER INC | ELIZABETH RUTTER BAER CFP INC | ELIZABETH RUTTER BAER CFP
CRD#: 122789 / SEC#: 801-120091
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)California
Registered Investment Advisory firm - (2/26/2021 Terminated)Florida
Registered Investment Advisory firm - (1/27/2021 Terminated)Indiana
Registered Investment Advisory firm - (1/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (10/5/2021 Terminated)Texas
Registered Investment Advisory firm - (1/27/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/21/2024)
IAR
Florida(7/11/2024)
IAR
Hawaii(6/21/2024)
IAR
Indiana(6/21/2024)
IAR
Michigan(6/21/2024)
IAR
Texas(6/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SHOTWELL RUTTER BAER INC
BAER, ELIZABETH ELLEN | SHOTWELL RUTTER BAER INC | RUTTER BAER INC REGISTERED INVESTMENT ADVISOR | RUTTER BAER INC | ELIZABETH RUTTER BAER CFP INC | ELIZABETH RUTTER BAER CFP
CRD#: 122789 / SEC#: 801-120091
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)California
Registered Investment Advisory firm - (2/26/2021 Terminated)Florida
Registered Investment Advisory firm - (1/27/2021 Terminated)Indiana
Registered Investment Advisory firm - (1/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (10/5/2021 Terminated)Texas
Registered Investment Advisory firm - (1/27/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6350 West Michigan Avenue Suite 200, Lansing, MI 48917
Mailing Address
Phone number
(517) 321-4832
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 720 |
| AUM (Assets Under Management) | $ 167,148,208 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
