Saurabh Madaan

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CRD#: 7711467

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Saurabh Madaan was a registered financial professional .

Saurabh is a previously registered financial professional and started their career in finance in 2023. Saurabh had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MANVEEN FUNDS, LP; INVESTMENT RELATED; GLEN ALLEN, VA; OWNER; START DATE: 04/2021 TO PRESENT; TIME SPENT:80 HOURS PER MONTH DURING TRADING; PRIVATE FUND, CHARGES A MANAGEMENT FEE TO CLIENTS OF THE RIA THAT INVEST IN THE FUND. 2) FLAME UNIVERSITY; NON-INVESTMENT RELATED; PUNE, INDIA; ADJUNCT FACULTY; START DATE: 05/2022 TO PRESENT; 10 TO 15 HOURS PER MONTH DURING TRADING; TEACHES FINANCE COURSES. 3) VIRGINIA COMMONWEALTH UNIVERSITY; NON-INVESTMENT RELATED; RICHMOND, VA; TEACHER; 10 TO 15 HOURS PER MONTH DURING TRADING; TEACHES BUSINESS COURSES. 4) VALINTINE MUSEUM; NON-INVESTMENT RELATED; RICHMOND, VA; BOARD MEMBER; START DATE: 02/2019 TO PRESENT; 5 TO 10 HOURS PER MONTH DURING TRADING. CHAIR OF THE INVESTMENT COMMITTEE, ADVISES ON THE NON-PROFIT ON BOARD MATTERS. 5) PARTS AVATAR; INVESTMENT RELATED; BRITISH COLUMBIA; BOARD MEMBER/ADVISER; START DATE: 10/2021 TO PRESENT; 40 HOURS PER MONTH DURING TRADING. ADVISES THE START UP ON THE STRATEGY AND CORPORATE MATTERS. 6) PAYASH SECURITIES; INVESTMENT RELATED; LONDON; BOARD MEMBER; START DATE: 07/2021 TO PRESENT; TIME SPEND COMBINED WITH PARTS AVATAR; NON-OPERATING, ADVISORY ROLE AS A BOARD MEMBER. 7) MAM OPPORTUNITY FUND I, LP; INVESTMENT RELATED; GLEN ALLEN, VA; OWNER; 02/2022 TO PRESENT; TIME SPENT: 1 HOUR PER MONTH DURING TRADING; PRIVATE FUND; INVESTED IN A PRIVATE EARLY STATE COMPANY.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 26, 2023 - August 27, 2024

MANVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 314759

GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2021

Uniform Investment Adviser Law Examination

Current Firm

MANVEEN ASSET MANAGEMENT, LLC

CRD#: 314759 / SEC#: 802-131078

Virginia

Registered Investment Advisory firm - (8/27/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Glen Allen, VA

Mailing Address

Phone number

(804) 528-5140

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Active	8/9/2024
Virginia	ERA - Active	9/26/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Saurabh Madaan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MANVEEN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2021

Current Firm

MANVEEN ASSET MANAGEMENT, LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

MANVEEN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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