CD
Cody L. Dye
Canfield, OH
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CRD#: 7711210
CD
Professional summary
Cody Lee Dye was a registered financial advisor .
Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Cody had worked at 2 firms and has passed the Series 63, Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hill, Barth, and King, Full-time Accountant, since 9/2024. Located in Canfield, OH. He spends around 40 hours per week on this activity. Non-investment related accounting services. Hill, Barth, and King does not refer clients to Dye Family Office, and Dye Family Office does not refer clients to Hill, Barth, and King. The two companies have no relationship and are mutually independent.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2023 - Present
Canfield, OH
Past
March 13, 2023 - April 20, 2023
IRON GATE WEALTH ADVISORS, LLC
RIA
CRD#: 156453
POLAND, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(6/23/2023)
IAR
Texas(2/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
