JN
James C. Norman
RIGBY WATTS INVESTMENT ADVISORS
American Fork, UT
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CRD#: 7711140
JN
Professional summary
James Cornwall Norman is a registered financial advisor currently at RIGBY WATTS INVESTMENT ADVISORS located in American Fork, Utah.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. James has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Legacy Auto Sales LLC. 565 N. State Street Lindon, UT. 84042 Non-Investment Related Co-owner and co-manager 07/2017 start date 10 hrs a week, 1hr per day during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view James Cornwall Norman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2023 - Present
RIGBY WATTS INVESTMENT ADVISORS
RIA
CRD#: 302078
American Fork, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(6/20/2023)
Current Firm
RW
RIGBY WATTS INVESTMENT ADVISORS
RIGBY WATTS INVESTMENT ADVISORS | RPMFP, L.L.C.
CRD#: 302078 / SEC#:
Utah
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Contact information
Main Address
1945 E. Longview Drive, Holladay, UT 84124
Mailing Address
Phone number
(801) 870-1160
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 25,000,000 |
Red Flags
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