William J. Caton

WILLIAM MACK & ASSOCIATES

Troy, MI 48098

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CRD#: 7710705

Professional summary

William Joseph Caton, who also goes by Will Caton, is a registered financial advisor currently at WILLIAM MACK & ASSOCIATES INC located in Troy, Michigan.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. William has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Caton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARBOR PLASTIC TECHOLOGIES, PROJECT MANAGER, 5/2023, 20 HOURS PER MONTH, 2500/YEAR COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Caton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

WILLIAM MACK & ASSOCIATES INC

Office #1: 1301 W. Long Lake Rd., Suite 115, Troy, MI 48098

RIA

CRD#: 107377

Troy, MI

Past

August 29, 2023 - December 26, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TROY, MI

Past

May 12, 2023 - December 26, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLIAM MACK & ASSOCIATES INC

MACK WILLIAM & ASSOCIATES INC | WILLIAM MACK & ASSOCIATES INC

CRD#: 107377 / SEC#: 801-42259

RIA

Registered Investment Advisory firm - (9/3/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/12/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/21/2023

Securities Industry Essentials Examination

Current Firm

WILLIAM MACK & ASSOCIATES INC

MACK WILLIAM & ASSOCIATES INC | WILLIAM MACK & ASSOCIATES INC

CRD#: 107377 / SEC#: 801-42259

RIA

Registered Investment Advisory firm - (9/3/1992 Approved)

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Contact information

Main Address

1301 W. Long Lake Rd., Suite 115, Troy, MI 48098

Mailing Address

Phone number

(248) 643-4310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WMA ADV 2A BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	983
AUM (Assets Under Management)	$ 820,394,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Caton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Caton's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAM MACK & ASSOCIATES INC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WILLIAM MACK & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2023

Series 7TO

Date: 5/12/2023

SIE

Date: 2/21/2023

Current Firm

WILLIAM MACK & ASSOCIATES INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLIAM MACK & ASSOCIATES INC

TRUST BUT VERIFY

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