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GW

Gareth D. Waldeck

JAHANI SECURITIES
New York, NY 10018
Some features on this profile are disabled
CRD#: 7710518
GW

Professional summary

Gareth David Waldeck, who also goes by Gareth Waldeck, is a registered financial professional currently at JAHANI SECURITIES INC. located in New York, New York.

Gareth is registered as a RR (Registered Representative) and started their career in finance in 2023. Gareth has worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gareth Waldeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gareth David Waldeck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2025 - Present

JAHANI SECURITIES INC.

Office #1: 641 Lexington Avenue 15th Floor, New York, NY 10018
BD
CRD#: 299801
New York, NY
Past

August 10, 2023 - April 1, 2025

UMERGENCE LLC

BD
CRD#: 284368
PLANTSVILLE, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/15/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 8/31/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JAHANI SECURITIES INC.
JAHANI AND ASSOCIATES BD, LLC | JAHANI SECURITIES INC.

CRD#: 299801 / SEC#: , 8-70268

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
641 Lexington Avenue 15th Floor, New York, NY 10018
Mailing Address
641 Lexington Avenue 15th Floor, New York, NY 10018
Phone number
(617) 756-4909
Established
New York since 05/23/2023
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JAHANI HOLDING INCSOLE SHAREHOLDER
JAHANI, JOSHUAPRESIDENT, CEO & CCO7057287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JAHANI SECURITIES INC.

CRD#: 299801New York, NY 10018

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