Brandon F. Williams

FCA CORP

Houston, TX 77024-3925

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CRD#: 7710310

Professional summary

Brandon Fraser Williams is a registered financial advisor currently at FCA CORP located in Houston, Texas.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brandon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Fraser Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2023 - Present

FCA CORP

Office #1: 791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925

RIA

CRD#: 110658

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2023

Uniform Investment Adviser Law Examination

Current Firm

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925

Mailing Address

Phone number

(713) 781-2856

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (12/24/2024)

Regulatory assets under management

Total Number of Accounts	543
AUM (Assets Under Management)	$ 525,691,326

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2023	Cover Page	Report
01/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon F. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Fraser Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

FCA CORP

Primary Firm SEC Registration

FCA CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2023

Current Firm

FCA CORP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FCA CORP

TRUST BUT VERIFY

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