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MY

Mohsen M. Yamani

PARADIGM CAPITAL U.S.
Toronto Ontario, M5J 2N7
CRD#: 7709313
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MY
Mohsen Moataz YamaniPARADIGM CAPITAL U.S.

Professional summary

Mohsen Moataz Yamani, who also goes by Mohsen Yamani, is a registered financial professional currently at PARADIGM CAPITAL U.S. INC. .

Mohsen is registered as a RR (Registered Representative) and started their career in finance in 2023. Mohsen has worked at 1 firm and has passed the SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mohsen Yamani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mohsen Moataz Yamani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2023 - Present

PARADIGM CAPITAL U.S. INC.

Office #1: 95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7Office #2: 95 Wellington Street West Suite 2101, Toronto, M5J 2N7
BD
CRD#: 104425
Toronto Ontario,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(10/4/2024)
RR
Florida
(10/4/2024)
RR
Maryland
(10/4/2024)

Exams

General Industry/Product Exam
RR
SIE
Date: 3/6/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/21/2023
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PARADIGM CAPITAL U.S. INC.
PARADIGM CAPITAL U.S. INC.

CRD#: 104425 / SEC#: , 8-52885

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7
Mailing Address
95 Wellington Street West-suite 2101, Toronto Ontario, M5J 2N7
Phone number
(416) 361-9892
Established
Firm type
Corporation
Fiscal year end
July
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PARADIGM CAPITAL INC.SHAREHOLDER
ROLAND, DAVID PIERCEPRESIDENT2687568
WARD, MICHAEL WAYNECHIEF COMPLIANCE OFFICER4531792
YAMANI, MOHSEN MOATAZCFO7709313

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARADIGM CAPITAL U.S. INC.

CRD#: 104425Toronto Ontario, M5J 2N7

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