Coy D. Baldwin

INNOVATIVE WEALTH BUILDING LLC

California, MD 20619

Some features on this profile are disabled

CRD#: 7706840

Professional summary

Coy D Baldwin, who also goes by Coy Baldwin, is a registered financial advisor currently at INNOVATIVE WEALTH BUILDING LLC located in California, Maryland.

Coy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Coy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Coy Baldwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independant licensed insurance agent; Investment related: Yes; Location: 23567 Oak View Drive, Ste, A California MD 20619 United States; Description: Independent insurance sales.; Position Title: Member; Responsibilities Duties: From time to time may offer insurance products to advisory clients.; Start date: 2024-01-26; Hours per month during trading hours: 1; Hours per month outside trading hours: 1.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coy D Baldwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2023 - Present

INNOVATIVE WEALTH BUILDING LLC

Office #1: 23567 Oak View Drive Suite A, California, MD 20619

RIA

CRD#: 314942

California, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVATIVE WEALTH BUILDING LLC

CRD#: 314942 / SEC#: 801-121542

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/8/2023)

IAR

Texas
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2023

Uniform Investment Adviser Law Examination

Current Firm

INNOVATIVE WEALTH BUILDING LLC

CRD#: 314942 / SEC#: 801-121542

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

23567 Oak View Drive Suite A, California, MD 20619

Mailing Address

Phone number

(240) 237-8086

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INNOVATIVE WEALTH BUILDING LLC WRAP FEE BROCHURE (10/7/2025)

ADV PART 2A- INNOVATIVE WEALTH BUILDING LLC (10/7/2025)

Regulatory assets under management

Total Number of Accounts	3,877
AUM (Assets Under Management)	$ 524,970,627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Dubin

LPL FINANCIAL LLC

IAR

Valley, NY

Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX

Michael Milazzo

LPL FINANCIAL LLC

IAR

SOUTHPORT, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Coy D. Baldwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coy D Baldwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE WEALTH BUILDING LLC

Primary Firm SEC Registration

INNOVATIVE WEALTH BUILDING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2023

Current Firm

INNOVATIVE WEALTH BUILDING LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE WEALTH BUILDING LLC

TRUST BUT VERIFY

Similar Advisors