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Fabian Pallares

HILLWORTH BANK PARTNERS
AUSTIN, TX 78731
Some features on this profile are disabled
CRD#: 7706643
FP
Fabian PallaresHILLWORTH BANK PARTNERS

Professional summary

Fabian Pallares is a registered financial professional currently at HILLWORTH BANK PARTNERS located in Austin, Texas.

Fabian is registered as a RR (Registered Representative) and started their career in finance in 2023. Fabian has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fabian Pallares's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2026 - Present

HILLWORTH BANK PARTNERS

Office #1: 3307 Northland Drive Suite 300, Austin, TX 78731
BD
CRD#: 307454
AUSTIN, TX
Past

December 4, 2023 - June 18, 2024

FIRST COMMAND ADVISORY SERVICES

RIA
CRD#: 281958
Austin, TX
Past

August 22, 2023 - June 18, 2024

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/16/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/15/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HB
HILLWORTH BANK PARTNERS
HILLWORTH BANK PARTNERS | HILLWORTH SECURITIES, LLC

CRD#: 307454 / SEC#: , 8-70498

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
3307 Northland Drive, Suite 300, Austin, TX 78731
Mailing Address
3307 Northland Drive, Suite 300, Austin, TX 78731
Phone number
(512) 575-2266
Established
Delaware since 01/21/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HILLWORTH HOLDINGS, LLCMEMBER/OWNER
JOHNSON, KRISTY KAYFINOP/CFO4470948
LOCKE, ROBERT CLARKPRESIDENT/CCO4852411
MORTON, JOSEPH TANDYPRINCIPAL5292553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILLWORTH BANK PARTNERS

CRD#: 307454Austin, TX 78731

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