Erich T. Von Geis

ASPIRE PRIVATE WEALTH COUNSEL

KNOXVILLE, TN 37923

CRD#: 7706056

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Professional summary

Erich Thomas Von Geis is a registered financial advisor currently at ASPIRE PRIVATE WEALTH COUNSEL, LLC located in Knoxville, Tennessee.

Erich is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Erich has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erich Thomas Von Geis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2026 - Present

ASPIRE PRIVATE WEALTH COUNSEL, LLC

Office #1: 8351 E. Walker Springs Ln, Suite 400, Knoxville, TN 37923

RIA

CRD#: 282582

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ASPIRE PRIVATE WEALTH COUNSEL, LLC

CRD#: 282582 / SEC#: 801-127937

RIA

Registered Investment Advisory firm - (10/1/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (9/9/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8351 E. Walker Springs Ln, Suite 400, Knoxville, TN 37923

Mailing Address

Phone number

(865) 500-8965

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	201
AUM (Assets Under Management)	$ 78,990,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erich T. Von Geis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erich Thomas Von Geis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIRE PRIVATE WEALTH COUNSEL, LLC

State Registrations and Notice Filings

Exams

Current Firm

ASPIRE PRIVATE WEALTH COUNSEL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPIRE PRIVATE WEALTH COUNSEL, LLC

TRUST BUT VERIFY

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