Jessica C. Cruz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Clarita Cruz, who also goes by Jessica Cruz, Jessie Cruz, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2023. Jessica had worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2023 - June 29, 2023
PALM TREE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/29/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PALM TREE SECURITIES LLC
CRD#: 307831 / SEC#: , 8-70505
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
