Christopher M. Wescott

EDWARD HARO FINANCIAL

Tustin, CA 92780

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CRD#: 7705547

Professional summary

Christopher Mathew Wescott is a registered financial advisor currently at EDWARD HARO FINANCIAL, LLC located in Tustin, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mathew Wescott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2025 - Present

EDWARD HARO FINANCIAL, LLC

Office #1: 18031 Irvine Blvd., Suite 111, Tustin, CA 92780

RIA

CRD#: 328012

Tustin, CA

Past

August 16, 2023 - September 21, 2023

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

TUSTIN, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/16/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/13/2023

Securities Industry Essentials Examination

Current Firm

EDWARD HARO FINANCIAL, LLC

CRD#: 328012 / SEC#:

California

Registered Investment Advisory firm - (9/25/2023 Approved)

Texas

Registered Investment Advisory firm - (9/27/2023 Conditional Restricted)

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Contact information

Main Address

18031 Irvine Blvd., Suite 111, Tustin, CA 92780

Mailing Address

Phone number

(714) 760-4276

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 16,289,279

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher M. Wescott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mathew Wescott's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD HARO FINANCIAL, LLC

CROWN CAPITAL SECURITIES, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2023

Series 7TO

Date: 8/16/2023

SIE

Date: 4/13/2023

Current Firm

EDWARD HARO FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EDWARD HARO FINANCIAL, LLC

TRUST BUT VERIFY

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