AA
Adrian A. Astiz
PURESTREAM
New York, NY 10019
Some features on this profile are disabled
CRD#: 7705498
AA
Professional summary
Adrian Andres Astiz is a registered financial professional currently at PURESTREAM, LLC located in New York, New York.
Adrian is registered as a RR (Registered Representative) and started their career in finance in 2023. Adrian has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adrian Andres Astiz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2023 - Present
PURESTREAM, LLC
Office #1: 75 Rockefeller Plaza Ste. 2900a, New York, NY 10019BD
CRD#: 306750
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 6/30/2023
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PL
PURESTREAM, LLC
PURESTREAM, LLC
CRD#: 306750 / SEC#: , 8-70472
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
75 Rockefeller Plaza Ste. 2900a, New York, NY 10019
Mailing Address
75 Rockefeller Plaza Ste. 2900a, New York, NY 10019
Phone number
(201) 694-6421
Established
Delaware since 10/17/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURESTREAM TRADING TECHNOLOGIES INC. | DIRECT OWNER | |
| BROWN, SCOTT | FINOP / PFO / POO | 6694802 |
| DIAZ, ARMANDO ANTHONY | CHIEF EXECUTIVE OFFICER | 2013893 |
| HOOVER, SEAN CHRISTOPHER | CHIEF OPERATING OFFICER | 2618602 |
| KRIEGER, AARON HALE | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 7452592 |
| WAGLE, YOGESH SHARAD | CO-CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | 2852619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
