MR
Mitchell B. Roberts
SGL INVESTMENT ADVISORS
Missoula, MT 59802-4328
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CRD#: 7704831
MR
Professional summary
Mitchell B Roberts is a registered financial advisor currently at SGL INVESTMENT ADVISORS, INC. located in Missoula, Montana and S.G. LONG & COMPANY located in Missoula, Montana.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Mitchell has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SGL Investment Advisors - Investment-related (firm affiliate) - 283 West Front St., Ste. 302, Missoula, MT, 59802 - SEC Registered Investment Adviser - Director of Fixed Income and Financial Advisor - 05/2008 - approximately 80 hours per month during trading hours. Head Start, Child Start- 1001 Worden Avenue, Missoula, MT 59802- Board Member-not investment related- 3/1/24- no compensation- advise and direct non-profit organization- 1 hour per week not during trading hours Missoula County Public School- 909 South Ave W., Missoula, MT 59801-not investment related- 8/29/24 Assistant Football Coach- $2092 for 3 months Aug, Sept, Oct 2024- coach football- approximately 8 hours per month- not during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell B Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2024 - Present
SGL INVESTMENT ADVISORS, INC.
Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802-4328RIA
CRD#: 145167
Missoula, MT
Current
March 5, 2024 - Present
S.G. LONG & COMPANY
Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802RIA
BD
CRD#: 47511
Missoula, MT
Current
January 18, 2024 - Present
S.G. LONG & COMPANY
Office #1: 283 West Front Suite 302 Suite 302, Missoula, MT 59802-4328RIA
BD
CRD#: 47511
Missoula, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SGL INVESTMENT ADVISORS, INC.
SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.
CRD#: 145167 / SEC#: 801-80443
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Montana
Registered Investment Advisory firm - (7/10/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(11/26/2024)
IAR
Idaho(11/26/2024)
RR
Montana(3/2/2024)
IAR
Montana(3/5/2024)
RR
Texas(2/28/2025)
IAR
Texas(2/28/2025)
RR
Utah(4/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/17/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SGL INVESTMENT ADVISORS, INC.
SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.
CRD#: 145167 / SEC#: 801-80443
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Montana
Registered Investment Advisory firm - (7/10/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
283 W. Front Street Suite 302, Missoula, MT 59802-4328
Mailing Address
Phone number
(406) 721-0999
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 391,569,109 |
Red Flags
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Company Information
SGL INVESTMENT ADVISORS, INC.
CRD#: 145167Missoula, MT 59802-4328TRUST BUT VERIFY
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