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JD

Joseph A. Dombro

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES
PHOENIX, AZ 85051
Some features on this profile are disabled
CRD#: 7704708
JD

Professional summary

Joseph Alfeo Dombro, who also goes by Joe Dombro, is a registered financial advisor currently at THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC located in Phoenix, Arizona and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Bloomington, Minnesota.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joe Dombro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) CAPITAL ADVISORY GROUP ADVISORY SERVICES - LICENSED ASSISTANT - DBA NAME FOR MARKETING PURPOSES ONLY - BLOOMINGTON, MN - SINCE 03/2023 - INVESTMENT RELATED 2.) MACHTIG AND ASSOCIATES - ASSISTANT - DBA NAME FOR MARKETING PURPOSES ONLY - BLOOMINGTON, MN - SINCE 03/2023 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alfeo Dombro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2024 - Present

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Office #1: 10000 N 31st Ave Suite D216, Phoenix, AZ 85051
RIA
CRD#: 140551
PHOENIX, AZ
Current

February 5, 2024 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 5270 W 84th St Ste 310, Bloomington, MN 55437
RIA
BD
CRD#: 20804
Bloomington, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
401K CAPITAL ADVISORY | THE CAPITAL ADVISORY GROUP, LLC | THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | MACHTIG ADVISORY SERVICES, LLC | MACHTIG ADVISORY SERVICES | MACHTIG & ASSOCIATES, LLC. | IPSWICH BAY ADVISORS

CRD#: 140551 / SEC#: 801-69464

RIA
Registered Investment Advisory firm - (8/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(3/28/2024)
IAR
Minnesota
(4/30/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/27/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/27/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TC
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
401K CAPITAL ADVISORY | THE CAPITAL ADVISORY GROUP, LLC | THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | MACHTIG ADVISORY SERVICES, LLC | MACHTIG ADVISORY SERVICES | MACHTIG & ASSOCIATES, LLC. | IPSWICH BAY ADVISORS

CRD#: 140551 / SEC#: 801-69464

RIA
Registered Investment Advisory firm - (8/25/2008 Approved)
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Contact information

Main Address
10000 N 31st Ave Suite D216, Phoenix, AZ 85051
Mailing Address
Phone number
(952) 831-8243
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC BROCHURE (8/6/2025)

Regulatory assets under management

Total Number of Accounts1,424
AUM (Assets Under Management)$ 402,826,658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CRD#: 140551Phoenix, AZ 85051

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