Paul A. Principale
Professional summary
Paul Allan Principale, who also goes by Paul A Principale, is a registered financial professional currently at WEBULL FINANCIAL LLC located in St. Petersburg, Florida.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2023. Paul has worked at 3 firms and has passed the Series 63, Series 3, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Allan Principale's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2024 - Present
WEBULL FINANCIAL LLC
Office #1: 200 Carillon Pkwy Floor 4, St. Petersburg, FL 33716September 5, 2023 - May 7, 2024
MORGAN STANLEY
June 2, 2023 - September 5, 2023
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2024)
Exams
Series 7TO
Date: 6/2/2023
General Securities Representative ExaminationFINRA
Current Firm
WEBULL FINANCIAL LLC
CRD#: 289063 / SEC#: , 8-69978
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
WEBULL FINANCIAL LLC
CRD#: 289063St. Petersburg, FL 33716TRUST BUT VERIFY
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