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JZ

Jacob Zawada

FIGURE SECURITIES
Las Vegas, NV
Some features on this profile are disabled
CRD#: 7704195
JZ

Professional summary

Jacob Zawada is a registered financial professional currently at FIGURE SECURITIES, INC. located in Las Vegas, Nevada.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2023. Jacob has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob Zawada's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2023 - Present

FIGURE SECURITIES, INC.

Office #2: 650 California Street Suite 200, San Francisco, CA 94108
BD
CRD#: 307093
Las Vegas, NV
Past

April 5, 2023 - April 17, 2023

FIGURE SECURITIES, INC.

BD
CRD#: 307093
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/10/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/19/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/8/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FIGURE SECURITIES, INC.
FIGURE MARKETPLACE | FIGURE SECURITIES, INC.

CRD#: 307093 / SEC#: , 8-70478

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
650 California Street Suite 200, San Francisco, CA 94108
Mailing Address
650 California Street Suite 200, San Francisco, CA 94108
Phone number
(628) 210-6930
Established
Delaware since 06/06/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIGURE MARKETS, INC.SHAREHOLDER
BOJINOV, ALEXANDRE ZDRAVKOVPOO / BROKERAGE OPERATIONS PRINCIPAL5272433
PARISE, JANICE DRUFINOP/PFO2338583
RIVES, JASON ASBURYCHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER5157829

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIGURE SECURITIES, INC.

CRD#: 307093Las Vegas, NV

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