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ES

Erin M. Self

Some features on this profile are disabled
CRD#: 7704061
ES

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erin Marie Self was a registered financial professional .

Erin is a previously registered financial professional and started their career in finance in 2023. Erin had worked at 2 firms and has passed the Series 63, Series 31, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 25, 2025 - May 5, 2025

COMPOSER SECURITIES LLC

BD
CRD#: 325118
CHESAPEAKE, VA
Past

July 31, 2023 - June 17, 2024

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/7/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 9/27/2023
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/31/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/6/2023
Securities Industry Essentials Examination

Current Firm

CS
COMPOSER SECURITIES LLC
COMPOSER | COMPOSER SECURITIES LLC

CRD#: 325118 / SEC#: , 8-71057

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
427 Middleton Way, Chesapeake, VA 23322
Mailing Address
427 Middleton Way, Chesapeake, VA 23322
Phone number
(305) 857-5828
Established
Delaware since 01/12/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMPOSER TECHNOLOGIES, INC.SOLE MEMBER
MACHADO PINTO E SILVA, BRUNOCHIEF COMPLIANCE OFFICER7237558
SPEZIALE, RICHARD SALVATOREFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1192739
WADKINS, MICHAEL ROGERCHIEF BROKERAGE OFFICER/ OPTIONS PRINCIPAL7403142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPOSER SECURITIES LLC

CRD#: 325118

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