Rory Kane
Professional summary
Rory Kane is a registered financial professional currently at SPEEDTRADER, INC located in Katonah, New York.
Rory is registered as a RR (Registered Representative) and started their career in finance in 2023. Rory has worked at 2 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rory Kane's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2024 - Present
SPEEDTRADER, INC
Office #1: 2875 Rt 35 Ste 5c-2, Katonah, NY 10536April 7, 2023 - July 24, 2024
AVATAR SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2024)
Exams
Series 7TO
Date: 10/28/2024
General Securities Representative ExaminationSeries 57TO
Date: 4/7/2023
Securities Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Current Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
