Martha L. Theus
Professional summary
Martha Lynn Theus, who also goes by Martha Parker, Martha Theus, is a registered financial advisor currently at RED SWAN PRIVATE CLIENT located in Mission Viejo, California and REDSWAN MARKETS, LLC located in Houston, Texas.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Martha has worked at 2 firms and has passed the Series 66, Series 79TO, Series 7TO, SIE, Series 24, Series 27 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martha Lynn Theus's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2023 - Present
RED SWAN PRIVATE CLIENT
April 15, 2024 - Present
REDSWAN MARKETS, LLC
Office #1: 4201 Main St Suite 300, Houston, TX 77002Primary Firm SEC Registration
RED SWAN PRIVATE CLIENT
CRD#: 307278 / SEC#: 801-118188
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2024)
(9/18/2024)
(5/19/2023)
(9/9/2024)
Exams
Series 79TO
Date: 12/28/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 4/25/2023
General Securities Representative ExaminationFINRA
Current Firm
RED SWAN PRIVATE CLIENT
CRD#: 307278 / SEC#: 801-118188
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 2,443,073,000 |
Red Flags
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