Charles S. Gunn
Professional summary
Charles Shawn Gunn, who also goes by Charles S Gunn, is a registered financial professional currently at COUNTRY CAPITAL MANAGEMENT COMPANY located in Hazelhurst, Georgia.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2023. Charles has worked at 2 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Shawn Gunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2024 - Present
COUNTRY CAPITAL MANAGEMENT COMPANY
Office #1: 10 Latiner St Ste B, Hazelhurst, GA 31539October 30, 2023 - May 29, 2024
PRUCO SECURITIES, LLC.
May 2, 2023 - May 29, 2024
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2024)
Exams
Series 6TO
Date: 11/7/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 5/1/2023
General Securities Representative ExaminationFINRA
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
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Company Information
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060Hazelhurst, GA 31539TRUST BUT VERIFY
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