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Ashley Filuta

CIMAS
ALBANY, NY 12207
Some features on this profile are disabled
CRD#: 7702826
AF

Professional summary

Ashley Filuta is a registered financial professional currently at CIMAS, LLC located in Albany, New York.

Ashley is registered as a RR (Registered Representative) and started their career in finance in 2025. Ashley has worked at 2 firms and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashley Filuta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2025 - Present

CIMAS, LLC

Office #1: 30 South Pearl Street 9th Floor, Albany, NY, 12207
BD
CRD#: 132263
ALBANY, NY
Past

May 27, 2025 - June 11, 2025

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
ALBANY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/27/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CL
CIMAS, LLC
CIMAS LLC | CURRAN ADVISORY SERVICES | CIMAS, LLC

CRD#: 132263 / SEC#: , 8-66579

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
30 South Pearl Street 9th Floor, Albany, NY, 12207
Mailing Address
30 South Pearl Street 9th Floor, Albany, NY, 12207
Phone number
(518) 391-4200
Established
New York since 12/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURRAN, THOMAS JOSEPHCCO AND CEO59035
CURRAN, KEVIN THOMASFINOP AND PRESIDENT2877993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIMAS, LLC

CRD#: 132263Albany, NY 12207

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