Juliana Moravy

ELMWOOD WEALTH MANAGEMENT

Piedmont, CA

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CRD#: 7702570

Professional summary

Juliana Moravy, who also goes by Juliana Rose Johnson, is a registered financial advisor currently at ELMWOOD WEALTH MANAGEMENT located in Piedmont, California.

Juliana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Juliana has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juliana Rose Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juliana Moravy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2023 - Present

ELMWOOD WEALTH MANAGEMENT

RIA

CRD#: 165639

Piedmont, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELMWOOD WEALTH MANAGEMENT

ELMWOOD WEALTH MANAGEMENT | ELMWOOD WEALTH MANAGEMENT, INC.

CRD#: 165639 / SEC#: 801-110782

RIA

Registered Investment Advisory firm - (7/10/2017 Approved)

California

Registered Investment Advisory firm - (5/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ELMWOOD WEALTH MANAGEMENT

ELMWOOD WEALTH MANAGEMENT | ELMWOOD WEALTH MANAGEMENT, INC.

CRD#: 165639 / SEC#: 801-110782

RIA

Registered Investment Advisory firm - (7/10/2017 Approved)

California

Registered Investment Advisory firm - (5/17/2018 Terminated)

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Contact information

Main Address

2027 Fourth Street Suite 203, Berkeley, CA 94710-1912

Mailing Address

Phone number

(510) 858-2722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELMWOOD WEALTH MANAGEMENT BROCHURE (10/24/2025)

Regulatory assets under management

Total Number of Accounts	566
AUM (Assets Under Management)	$ 332,630,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juliana Moravy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juliana Moravy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELMWOOD WEALTH MANAGEMENT

Primary Firm SEC Registration

ELMWOOD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

ELMWOOD WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELMWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

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