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LI

Lisa Iagatta

WISDOMTREE SECURITIES
New York, NY 10119
Some features on this profile are disabled
CRD#: 7702072
LI

Professional summary

Lisa Iagatta, who also goes by Lisa Sullivan, is a registered financial professional currently at WISDOMTREE SECURITIES, INC. located in New York, New York.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 2026. Lisa has worked at 1 firm and has passed the Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Iagatta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2026 - Present

WISDOMTREE SECURITIES, INC.

Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119Office #2: 250 West 34th Street 3rd Floor, New York, NY 10119
BD
CRD#: 317624
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 6TO
Date: 2/27/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/3/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WISDOMTREE SECURITIES, INC.
WISDOMTREE SECURITIES, INC.

CRD#: 317624 / SEC#: , 8-70847

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
250 West 34th Street 3rd Floor, New York, NY 10119
Mailing Address
250 West 34th Street 3rd Floor, New York, NY 10119
Phone number
(212) 801-2080
Established
Delaware since 10/14/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WISDOMTREE, INC.SOLE SHAREHOLDER
BRANT, DAVID ROBERTFINOP, POO AND PFO2718478
HANNON, MAREDITH ANNVICE PRESIDENT5944239
IBSCH, DEREK ANTHONYCCO AND SECRETARY2895585
LILIEN, ROBERT JARRETTDIRECTOR, PRESIDENT AND EXECUTIVE REPRESENTIVE1337819
ZIEMBA, PETER MDIRECTOR

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WISDOMTREE SECURITIES, INC.

CRD#: 317624New York, NY 10119

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