Pu Gao
Professional summary
Pu Gao is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida.
Pu is registered as a RR (Registered Representative) and started their career in finance in 2023. Pu has worked at 1 firm and has passed the Series 57TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pu Gao's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2023 - Present
VELOX CLEARING LLC
Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 9/27/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VELOX CLEARING LLC
CRD#: 290215 / SEC#: , 8-70017
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
VELOX CLEARING LLC
CRD#: 290215Miami, FL 33131TRUST BUT VERIFY
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