ZW
Zachary S. Waldon
REALTA INVESTMENT ADVISORS,
SAN JUAN CAPISTRANO, CA 92675
Some features on this profile are disabled
CRD#: 7701834
ZW
Professional summary
Zachary Steven Waldon, who also goes by Zach Steven Waldon, Zachary Steven Waldon, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in San Juan Capistrano, California and REALTA EQUITIES, INC. located in San Juan Capistrano, California.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Zachary has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Steven Waldon | Zachary Steven Waldon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FORTIFY, INC; START: 05/2023; NOT INVESTMENT RELATED; 2330 SOUCHAK DRIVE LAKE HAVASU CITY, AZ 86406; PRESIDENT/CEO; MANAGEMENT COMPANY; FLAT FEE/COMMISSIONS;; 40 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS. (2) LIFESTIME NAVIGATORS; START: 09/2025; NOT INVESTMENT RELATED; 33302 VALLE RD STE 200 SAN JUAN CAPISTRANO, CA 92675; LIFETIMENAVIGATORS.COM/STRAVARIGROUP.COM; MARKET AND SELL SERVICES; COMMISSIONS; 10 HOURS PER MONTH SOME DURING NORMAL TRADING HOURS. (3) MORTGAGE LOAN ORIGINATOR; START: 09/2025; NOT INVESTMENT RELATED; 33302 VALLE RD STE 200 SAN JUAN CAPISTRANO, CA 92675; COMMISSIONS; KRISMCCULLOUGH.COM; ASSIST CLIENT WITH RESIDENTIAL MORTGAGE FINANCING; 80 HOURS MONTH SOME DURING NORMAL TRADING HOURS. (4) CUSTOM LIVING MANUFACTURED HOMES; START: 09/2025; NOT INVESTMENT RELATED; 33302 VALLE RD STE 200 SAN JUAN CAPISTRANO; CA 92675; CUSTOMLIVINGHOMES.COM; COMMISSIONS; SELL MANUFACTURED HOMES TO CLIENTS IN MOBILE HOME PARKS; 8 HOURS PER MONTH SOME DUIRNG NORMAL TRADING HOURS. (5) REALTA INVESTMENT ADVISORS, INC.; INVESTMENT RELATED; START: 9/2025; WWW.REALTAWEALTH.COM; INVESTMENT ADVISOR REPRESENTATIVE; INVESTMENT ADVISORY SERVICES; ADVISORY FEES; 5-10 HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Steven Waldon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2025 - Present
REALTA INVESTMENT ADVISORS, INC
Office #1: 33302 Valle Road Suite 200, San Juan Capistrano, CA 92675RIA
CRD#: 134952
SAN JUAN CAPISTRANO, CA
Current
September 21, 2025 - Present
REALTA EQUITIES, INC.
Office #1: 33302 Valle Road Suite 200, San Juan Capistrano, CA 92675BD
CRD#: 23769
San Juan Capistrano, CA
Past
September 7, 2023 - November 29, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SCOTTSDALE, AZ
Past
September 1, 2023 - November 29, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SCOTTSDALE, AZ
Past
February 17, 2023 - August 8, 2023
VORA WEALTH MANAGEMENT, PLLC
RIA
CRD#: 153559
FLAGSTAFF, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/17/2025)
RR
California(9/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
