NT
Nicole Tripodi
ARGUS EQUITY PARTNERS
Nashville, TN
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CRD#: 7700874
NT
Professional summary
Nicole Tripodi is a registered financial advisor currently at ARGUS EQUITY PARTNERS, LLC located in Nashville, Tennessee.
Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nicole has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently engaged as Principal and a proprietor of FEDInform, a business that consults other businesses on best practices to win contracting business from the federal government. The business is not investment related. This business was started in November 2018 and is located at 1390 Chain Bridge Road #10004 McLean, VA 22101. About 20 hours are spent on this business per month, 10 of those hours are during market hours. I am also currently engaged as a Business Development Manager at Xpect Solutions, providing businesses with IT solutions. The business is not investment-related. I have been employed here in this capacity since December 2018. This business is located at 11350 Random Hills Rd, Ste. 800, Fairfax, VA 22030. About 65 hours per month are spent at this business, all 65 hours during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Tripodi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2024 - Present
ARGUS EQUITY PARTNERS, LLC
RIA
CRD#: 306518
Nashville, TN
Past
April 20, 2023 - February 15, 2024
2903 CAPITAL LLC
RIA
CRD#: 324985
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AE
ARGUS EQUITY PARTNERS, LLC
ARGUS EQUITY PARTNERS, LLC
CRD#: 306518 / SEC#: 801-121610
RIA
Registered Investment Advisory firm - (6/25/2021 Approved)New York
Registered Investment Advisory firm - (7/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/22/2024)
Current Firm
AE
ARGUS EQUITY PARTNERS, LLC
ARGUS EQUITY PARTNERS, LLC
CRD#: 306518 / SEC#: 801-121610
RIA
Registered Investment Advisory firm - (6/25/2021 Approved)New York
Registered Investment Advisory firm - (7/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Amherst, NY
Mailing Address
Phone number
(716) 838-5504
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192 |
| AUM (Assets Under Management) | $ 53,247,419 |
Red Flags
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