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LM

Luciana F. Mann

INTER&CO SECURITIES LLC
Hayward, CA
Some features on this profile are disabled
CRD#: 7698891
LM

Professional summary

Luciana Fayzano Mann, who also goes by Luciana Fayzano, Luciana Fayzano Saunders, is a registered financial professional currently at INTER&CO SECURITIES LLC located in Hayward, California.

Luciana is registered as a RR (Registered Representative) and started their career in finance in 2023. Luciana has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Luciana Fayzano | Luciana Fayzano Saunders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luciana Fayzano Mann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2023 - Present

INTER&CO SECURITIES LLC

BD
CRD#: 317278
Hayward, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/22/2024)
RR
Massachusetts
(3/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/12/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INTER&CO SECURITIES LLC
INTER&CO SECURITIES LLC | USEND SECURITIES LLC

CRD#: 317278 / SEC#: , 8-70985

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131
Mailing Address
501 Brickell Key Drive, Suite 201, Miami, FL 33131
Phone number
(310) 698-0164
Established
Delaware since 08/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INTER US HOLDING, INC.SOLE MEMBER
ROZWADOWSKI, YASMINCOO6826177
TOROLA, JOHN THOMASCEO / CCO1619507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTER&CO SECURITIES LLC

CRD#: 317278Hayward, CA

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