Beau Wimpee

FARMERS ASSET MANAGEMENT

ROCKWALL, TX 75087

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CRD#: 7698800

Professional summary

Beau Wimpee is a registered financial advisor currently at FARMERS ASSET MANAGEMENT, LLC located in Rockwall, Texas and FARMERS FINANCIAL SOLUTIONS, LLC located in Rockwall, Texas.

Beau is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Beau has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FARMERS INSURANCE AGENCY POSITION: Agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1120 START DATE: 03/15/2023 ADDRESS: Rockwall TX 75087, United States DESCRIPTION: Licensed insurance agent appointed with various insurance carriers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beau Wimpee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2026 - Present

FARMERS ASSET MANAGEMENT, LLC

Office #1: 105 W Kaufman, Rockwall, TX 75087

RIA

CRD#: 336230

ROCKWALL, TX

Current

April 18, 2023 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 105 W Kaufman, Rockwall, TX 75087

CRD#: 103863

ROCKWALL, TX

Past

February 27, 2023 - April 5, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(3/26/2024)

Texas
(4/29/2023)

IAR

Texas
(8/5/2026)

Washington
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/27/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/27/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FARMERS ASSET MANAGEMENT, LLC

CRD#: 336230 / SEC#:

California

Registered Investment Advisory firm - (12/3/2025 Approved)

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Contact information

Main Address

6301 Owensmouth Ave., Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 965-0277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Beau Wimpee

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beau Wimpee's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARMERS ASSET MANAGEMENT, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2026

Series 63

Date: 4/28/2023

Series 7TO

Date: 2/27/2023

SIE

Date: 1/27/2023

FINRA

Current Firm

FARMERS ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

FARMERS ASSET MANAGEMENT, LLC

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