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ZZ

Zai Feng Zhu

BTM CONSULTING USA
NEW YORK, NY 10007
Some features on this profile are disabled
CRD#: 7698790
ZZ

Professional summary

Zai Feng Zhu, who also goes by Zaifeng Zhu, is a registered financial professional currently at BTM CONSULTING USA, LLC located in New York, New York.

Zai Feng is registered as a RR (Registered Representative) and started their career in finance in 2023. Zai Feng has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Zaifeng Zhu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zai Feng Zhu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2026 - Present

BTM CONSULTING USA, LLC

Office #1: 299 Broadway Suite 200, New York, NY 10007
BD
CRD#: 327140
NEW YORK, NY
Past

November 9, 2023 - January 27, 2026

NYLIFE SECURITIES LLC

BD
CRD#: 5167
BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/3/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/9/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/9/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/11/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BTM CONSULTING USA, LLC
BTM CONSULTING USA, LLC

CRD#: 327140 / SEC#: , 8-71129

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
299 Broadway Suite 200, New York, NY 10007
Mailing Address
299 Broadway Suite 200, New York, NY 10007
Phone number
(212) 287-5068
Established
New York since 04/04/2016
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LIU, YULIMITED LIABILITY COMPANY MEMBER6650809
LOHWATER, KARL WILLEMPRESIDENT & FINANCIAL AND OPERATIONS PRINCIPAL2684561
SCHUTZ, ROY EDGARCHIEF COMPLIANCE OFFICER2022041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BTM CONSULTING USA, LLC

CRD#: 327140New York, NY 10007

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