Piers M. Braunrot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Piers Macandrew Braunrot, who also goes by Piers Braunrot, was a registered financial professional .
Piers is a previously registered financial professional and started their career in finance in 2023. Piers had worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2023 - December 26, 2024
FREDERICKS MICHAEL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 3/16/2023
Investment Banking Registered Representative ExaminationCurrent Firm
FREDERICKS MICHAEL SECURITIES, INC.
CRD#: 46725 / SEC#: , 8-51512
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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