Kevin W. Rice

INTELLUS ADVISORS

Sarasota, FL 34239

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CRD#: 7697155

Professional summary

Kevin W Rice, who also goes by Kevin W Rice, is a registered financial advisor currently at INTELLUS ADVISORS, LLC located in Sarasota, Florida.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kevin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin W Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin W Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2024 - Present

INTELLUS ADVISORS, LLC

Office #1: 2999 S Tamiami Trail, Sarasota, FL 34239

RIA

CRD#: 332883

Sarasota, FL

Past

June 7, 2024 - October 2, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Sarasota, FL

Past

June 6, 2024 - October 2, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Sarasota, FL

Past

May 8, 2023 - April 5, 2024

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

March 17, 2023 - April 5, 2024

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTELLUS ADVISORS, LLC

INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC

CRD#: 332883 / SEC#: 801-131142

RIA

Registered Investment Advisory firm - (9/18/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/5/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/30/2023

Securities Industry Essentials Examination

Current Firm

INTELLUS ADVISORS, LLC

INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC

CRD#: 332883 / SEC#: 801-131142

RIA

Registered Investment Advisory firm - (9/18/2024 Approved)

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Contact information

Main Address

8625 Tamiami Trail N. Suite 301, Naples, FL 34108

Mailing Address

Phone number

(239) 649-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTELLUS ADVISORS, LLC ADV PART 2A BROCHURE 4 22 2025 (4/22/2025)

INTELLUS ADVISORS WRAP BROCHURE 4 8 2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts	3,377
AUM (Assets Under Management)	$ 1,183,640,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin W. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin W Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

INTELLUS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/5/2023

Series 7TO

Date: 3/17/2023

SIE

Date: 1/30/2023

Current Firm

INTELLUS ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTELLUS ADVISORS, LLC

TRUST BUT VERIFY

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