James S. Eliason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Eliason, who also goes by J Scott Eliason, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1973. James had worked at 5 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1997 - November 19, 1997
ROBERT THOMAS SECURITIES, INC
September 2, 1994 - March 5, 1996
AMERICAN INVESTMENT SERVICES, INC.
June 17, 1983 - August 24, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 1978 - July 5, 1983
DAIN RAUSCHER INCORPORATED
June 6, 1973 - May 5, 1978
DAIN, KALMAN & QUAIL, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 5/2/1977
AMEX Put and Call ExamSeries 1
Date: 6/1/1973
Registered Representative ExaminationSeries 8
Date: 5/5/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ROBERT THOMAS SECURITIES, INC
CRD#: 10147 / SEC#: , 8-26680
Contact information
Documents
Red Flags
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