Taylor E. Anderson

SMART WEALTH

Omaha, NE 68154

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CRD#: 7696467

Professional summary

Taylor Edward Anderson, who also goes by Taylor Anderson, is a registered financial advisor currently at SMART WEALTH, LLC located in Omaha, Nebraska.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Taylor has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Taylor Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Edward Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

SMART WEALTH, LLC

Office #1: 13815 Fnb Parkway, Suite 400, Omaha, NE 68154

RIA

CRD#: 315496

Omaha, NE

Past

November 17, 2023 - August 2, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Omaha, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMART WEALTH, LLC

RETIRE SMART | SMART WEALTH, LLC

CRD#: 315496 / SEC#: 801-122372

RIA

Registered Investment Advisory firm - (9/23/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/20/2025)

IAR

Colorado
(2/3/2025)

IAR

Florida
(3/19/2025)

IAR

Indiana
(2/3/2025)

IAR

Iowa
(2/3/2025)

IAR

Kentucky
(2/3/2025)

IAR

Maryland
(2/3/2025)

IAR

Nebraska
(2/3/2025)

IAR

Nevada
(2/3/2025)

IAR

Ohio
(2/3/2025)

IAR

South Carolina
(2/3/2025)

IAR

Texas
(2/3/2025)

IAR

Virginia
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/5/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/17/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/21/2023

Securities Industry Essentials Examination

Current Firm

SMART WEALTH, LLC

RETIRE SMART | SMART WEALTH, LLC

CRD#: 315496 / SEC#: 801-122372

RIA

Registered Investment Advisory firm - (9/23/2021 Approved)

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Contact information

Main Address

13815 Fnb Parkway, Suite 400, Omaha, NE 68154

Mailing Address

Phone number

(402) 369-7777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMART WEALTH 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,291
AUM (Assets Under Management)	$ 448,397,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor E. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Edward Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMART WEALTH, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

SMART WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2025

Series 63

Date: 12/5/2023

Series 7TO

Date: 11/17/2023

SIE

Date: 9/21/2023

Current Firm

SMART WEALTH, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMART WEALTH, LLC

TRUST BUT VERIFY

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