Mark Ricci
Professional Summary
Mark Ricci is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in Wexford, Pennsylvania and MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Mark has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
Contact Information
Main Address
290 Woodcliff Drive, Fairport, NY 14450Phone Number
(585) 325-6880# of Employees
195SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,965AUM (Assets Under Management)
$17,029,365,686Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/20/2026 | Cover Page | Report |
| 10/27/2025 | Cover Page | Report |
| 12/23/2024 | Cover Page | Report |
| 12/21/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
State Registrations and Notice Filings
(3/4/2024)
(3/4/2024)
(3/4/2024)
(10/28/2025)
(8/11/2025)
(3/4/2024)
(4/18/2024)
(3/4/2024)
(3/4/2024)
(3/4/2024)
(3/4/2024)
(9/9/2025)
(3/4/2024)
(12/8/2023)
(12/8/2023)
(3/4/2024)
(3/4/2024)
(3/17/2026)
(3/4/2024)
(12/8/2023)
(12/8/2023)
(9/9/2025)
(3/4/2024)
(6/4/2024)
(3/4/2024)
(1/16/2025)
(3/4/2024)
(3/4/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Ricci's CRS (Customer Relationship Summary).
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