Samuel E. Difiore

SORFIS INVESTMENTS

Charlotte, NC

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CRD#: 7694749

Professional summary

Samuel Ernest Difiore is a registered financial advisor currently at SORFIS INVESTMENTS, LLC located in Charlotte, North Carolina.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Samuel has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am an Analyst at Avenel Financial Group and Co/Investor Club.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Ernest Difiore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2023 - Present

SORFIS INVESTMENTS, LLC

RIA

CRD#: 300363

Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/28/2022

Securities Industry Essentials Examination

Current Firm

SORFIS INVESTMENTS, LLC

SORFIS INVESTMENTS | SORFIS INVESTMENTS, LLC

CRD#: 300363 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/25/2019 Approved)

Ohio

Registered Investment Advisory firm - (5/12/2023 Approved)

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Contact information

Main Address

Chardon, OH

Mailing Address

Phone number

(440) 696-0130

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 30,375,373

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel E. Difiore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Ernest Difiore's CRS (Customer Relationship Summary).

Certified licenses

Experience

SORFIS INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2022

SIE

Date: 1/28/2022

Current Firm

SORFIS INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SORFIS INVESTMENTS, LLC

TRUST BUT VERIFY

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