JS
Jeffrey J. Siders
FSB PREMIER WEALTH MANAGEMENT
Waterloo, IA 50701
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CRD#: 7694739
JS
Professional summary
Jeffrey James Siders is a registered financial professional currently at FSB PREMIER WEALTH MANAGEMENT, INC. located in Waterloo, Iowa.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2023. Jeffrey has worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey James Siders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2023 - Present
FSB PREMIER WEALTH MANAGEMENT, INC.
Office #1: 131 Tower Park Drive Suite 115, Waterloo, IA 50701RIA
BD
CRD#: 15898
Waterloo, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FSB PREMIER WEALTH MANAGEMENT, INC.
FIRST NEBRASKA INVESTORS, INC. | WARNER GROUP, INC. | WARNER GROUP, INC | THE WARNER GROUP, INC. | FSB WARNER FINANCIAL, INC. | FSB WARNER FINANCIAL, INC | FSB PREMIER WEALTH MANAGEMENT, INC.
CRD#: 15898 / SEC#: 801-111084, 8-44865
RIA
Registered Investment Advisory firm - SEC (9/1/2017 Approved)Iowa
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Nebraska
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/17/2011 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/27/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
RR
Series 28
Date: 11/4/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
FP
FSB PREMIER WEALTH MANAGEMENT, INC.
FIRST NEBRASKA INVESTORS, INC. | WARNER GROUP, INC. | WARNER GROUP, INC | THE WARNER GROUP, INC. | FSB WARNER FINANCIAL, INC. | FSB WARNER FINANCIAL, INC | FSB PREMIER WEALTH MANAGEMENT, INC.
CRD#: 15898 / SEC#: 801-111084, 8-44865
RIA
Registered Investment Advisory firm - SEC (9/1/2017 Approved)Iowa
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Nebraska
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/17/2011 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/27/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
131 Tower Park Drive Suite 115, Waterloo, IA 50701
Mailing Address
131 Tower Park Drive Suite 115, Waterloo, IA 50701
Phone number
(319) 235-6561
Established
Nebraska since 05/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (13 States and Territories)
FINRA licenses (5 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,751 |
| AUM (Assets Under Management) | $ 346,694,879 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
