TR
Tyler Rice
THRIVENT INVESTMENT MANAGEMENT
Ada, MN 56510
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CRD#: 7694711
TR
Tyler RiceTHRIVENT INVESTMENT MANAGEMENT
Professional summary
Tyler Rice is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Ada, Minnesota.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Tyler has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FM ALL-STARS LLP POSITION: Vocalist/Guitarist NATURE: FM All-Stars is a cover band that provides musical entertainment for weddings and other various events. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 2163 Admiral Dr. W, West Fargo ND 58078, United States DESCRIPTION: I perform songs with the other members of the band. RICEROCK LLC POSITION: Owner NATURE: Own and operate the building my Thrivent office is inside. I will handle all management duties, including tenant relations and upkeep. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 203 3rd Ave. W, Ada MN 56510, United States DESCRIPTION: To provide office space to local businesses. WESTSIDE NUTRITION POSITION: Distributor NATURE: Provide healthy protein shakes and teas. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2025 ADDRESS: 215 W. Main St., Ada MN 56510, United States DESCRIPTION: Order product, hire, schedule, and fire workers. INSPIRE INC. POSITION: Board Member NATURE: Inspire Inc. facilitates disabled adults through providing training and support. It develops the skills and abilities of developmentally disabled adults, primarily supported by local, county, and direct medical assistance funding. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 212 9th St E, Ada MN 56510, United States DESCRIPTION: Attend one meeting a month and help with individual programing and events.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Rice's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyler Rice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 215 West Main Street, Ada, MN 56510Office #2: 102 W Main Ave, Fertile, MN 56540Office #3: 3575 45th Street S Ste 104, Fargo, ND 58104RIA
BD
CRD#: 18387
Ada, MN
Current
August 22, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 215 West Main Street, Ada, MN 56510Office #2: 102 W Main Ave, Fertile, MN 56540Office #3: 3575 45th Street S Ste 104, Fargo, ND 58104RIA
BD
CRD#: 18387
Ada, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/28/2025)
RR
Michigan(11/11/2025)
RR
Minnesota(9/19/2023)
IAR
Minnesota(9/25/2025)
RR
North Dakota(9/11/2023)
IAR
North Dakota(11/24/2025)
RR
South Dakota(10/10/2024)
RR
West Virginia(7/22/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/22/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
