John N. Auger
Professional summary
John N Auger, who also goes by John Nickolas Auger, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in El Paso, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in El Paso, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John N Auger's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 4712 Woodrow Bean Suite F, El Paso, TX 79924May 9, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 4712 Woodrow Bean Suite F, El Paso, TX 79924Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2024)
(6/30/2023)
(9/29/2023)
(6/30/2023)
(6/30/2023)
(5/7/2024)
Exams
Series 7TO
Date: 5/9/2023
General Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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