HL
Hon Ching Lai
ALBATROX CAPITAL
Kirkland, WA
Some features on this profile are disabled
CRD#: 7694024
HL
Professional summary
Hon Ching Lai, who also goes by Edmond Lai, is a registered financial advisor currently at ALBATROX CAPITAL located in Kirkland, Washington.
Hon Ching is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Hon Ching has worked at 1 firm and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edmond Lai
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am 100% owner of Albatrox Holdings, LLC, a Delaware LLC incorporated on 11-13-2020 for any legal purpose. Albatrox Holdings is 100% owner of Albatrox Woodlands, LLC, a Wisconsin LLC incorporated on 1-19-2021. I am the authorized officer of Albatrox Woodland. Albatrox Woodlands owns my real estate portfolio in Wisconsin and I passively manage as an out of state investor. I devote about 3 hours / month total to the two LLC and none are during trading hours. Both LLC has the same address as my Bellevue WA address.
CRS (Client Relationship Summary) - RIA
Click below to view Hon Ching Lai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2024 - Present
ALBATROX CAPITAL
RIA
CRD#: 321148
Kirkland, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AC
ALBATROX CAPITAL
ALBATROX CAPITAL | ALBATROX CAPITAL LLC
CRD#: 321148 / SEC#:
Washington
Registered Investment Advisory firm - (3/1/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Kirkland, WA
Mailing Address
Phone number
(425) 866-5941
Established
Firm type
Fiscal year end
# of Employees
1
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Washington | ERA - Withdrawn | 3/1/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
