AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
NE

Ned Harlan Elgart

CRD# 76921·Registered 1970 - 1991
Previously Registered: Being a previously registered professional could mean that Ned is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ned Harlan Elgart was a registered financial advisor. Ned was a previously registered financial professional and started their career in finance 1970 - 1991. Ned had worked at 19 firms and has passed the Series 63 and Series 1 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

64 years in the financial services industry

Current & Past Employments

CENPAC SECURITIES CORP.·CRD# 16089
BD
March 20, 1991 - November 12, 1991
FINANCIAL EQUITIES RESOURCES, INC.·CRD# 13810
BD
May 14, 1990 - March 13, 1991
FINANCIAL EQUITIES RESOURCES, INC.·CRD# 13810
BD
March 5, 1990 - April 9, 1990
BAILEY, MARTIN & APPEL, INC.·CRD# 15833
BD
January 22, 1990 - March 5, 1990
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
October 18, 1989 - January 11, 1990
ROBYNS CAPITAL CORP.·CRD# 19980
BD
April 4, 1989 - September 26, 1989
ALISON, BAER SECURITIES INC.·CRD# 11808
BD
October 18, 1988 - March 11, 1989
HAMPTON SECURITIES, INC.·CRD# 16660
BD
March 28, 1988 - September 30, 1988
FIRST FLORIDA SECURITIES GROUP, INC.·CRD# 14320
BD
July 24, 1987 - February 23, 1988
NORTH AMERICAN INVESTMENT CORP.·CRD# 7568
BD
December 5, 1985 - June 22, 1987
CROMWELL, KNIGHT & CO., INC.·CRD# 10512
BD
August 12, 1985 - December 2, 1985
BROOKS WEINGER ROBBINS & LEEDS INC.·CRD# 14156
BD
June 20, 1985 - December 31, 1987
CROMWELL, KNIGHT & CO., INC.·CRD# 10512
BD
October 29, 1984 - May 16, 1985
NIELSON AND CLARK INC.·CRD# 13508
BD
August 30, 1984 - March 7, 1985
BUCKINGHAM SECURITIES, LTD.·CRD# 10570
BD
November 23, 1983 - November 27, 1984
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
July 12, 1982 - January 11, 1984
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
June 1, 1981 - May 13, 1982
CIBC WORLD MARKETS CORP.·CRD# 630
BD
June 13, 1980 - May 22, 1981
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
June 22, 1979 - June 23, 1980
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
November 16, 1978 - July 25, 1979
CIBC WORLD MARKETS CORP.·CRD# 630
BD
September 1, 1978 - November 23, 1978
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
October 3, 1977 - November 4, 1978
LOEB RHOADES CO.·CRD# 1000007
BD
January 30, 1973 - October 1, 1976
TPO INCORPORATED INC.·CRD# 3570
BD
July 20, 1970 - March 5, 1972

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

CS
CENPAC SECURITIES CORP.

CENPAC SECURITIES CORP. | CENTURY PACIFIC SECURITIES CORP.

CRD#: 16089 / SEC#: 8-33257
BD
Expelled by FINRA on 10/14/1992

Contact Information

Established

Arizona since 05/04/1984

Firm Type

Corporation

Fiscal Year End

September

Documents

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1980About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jan 1962

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
NE
Follow Ned
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required