Ned H. Elgart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ned Harlan Elgart was a registered financial professional .
Ned is a previously registered financial professional and started their career in finance in 1970. Ned had worked at 19 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1991 - November 12, 1991
CENPAC SECURITIES CORP.
May 14, 1990 - March 13, 1991
FINANCIAL EQUITIES RESOURCES, INC.
March 5, 1990 - April 9, 1990
FINANCIAL EQUITIES RESOURCES, INC.
January 22, 1990 - March 5, 1990
BAILEY, MARTIN & APPEL, INC.
October 18, 1989 - January 11, 1990
VANDERBILT SECURITIES, INC.
April 4, 1989 - September 26, 1989
ROBYNS CAPITAL CORP.
October 18, 1988 - March 11, 1989
ALISON, BAER SECURITIES INC.
March 28, 1988 - September 30, 1988
HAMPTON SECURITIES, INC.
July 24, 1987 - February 23, 1988
FIRST FLORIDA SECURITIES GROUP, INC.
December 5, 1985 - June 22, 1987
NORTH AMERICAN INVESTMENT CORP.
August 12, 1985 - December 2, 1985
CROMWELL, KNIGHT & CO., INC.
June 20, 1985 - December 31, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
October 29, 1984 - May 16, 1985
CROMWELL, KNIGHT & CO., INC.
August 30, 1984 - March 7, 1985
NIELSON AND CLARK INC.
November 23, 1983 - November 27, 1984
BUCKINGHAM SECURITIES, LTD.
July 12, 1982 - January 11, 1984
PRUDENTIAL EQUITY GROUP, LLC
June 1, 1981 - May 13, 1982
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 13, 1980 - May 22, 1981
CIBC WORLD MARKETS CORP.
June 22, 1979 - June 23, 1980
PRUDENTIAL EQUITY GROUP, LLC
November 16, 1978 - July 25, 1979
THOMSON MCKINNON SECURITIES INC.
September 1, 1978 - November 23, 1978
CIBC WORLD MARKETS CORP.
October 3, 1977 - November 4, 1978
THOMSON MCKINNON SECURITIES INC.
January 30, 1973 - October 1, 1976
LOEB RHOADES CO.
July 20, 1970 - March 5, 1972
TPO INCORPORATED INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/25/1962
Registered Representative ExaminationCurrent Firm
CENPAC SECURITIES CORP.
CRD#: 16089 / SEC#: , 8-33257
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
