Brayden T. Cleland

RIVERPATH INVESTMENTS LLC

Folsom, CA

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CRD#: 7692063

Professional summary

Brayden Todd Cleland is a registered financial advisor currently at RIVERPATH INVESTMENTS LLC located in Folsom, California.

Brayden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brayden has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brayden Todd Cleland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

RIVERPATH INVESTMENTS LLC

RIA

CRD#: 226671

Folsom, CA

Past

September 21, 2023 - January 18, 2024

ALLWORTH FINANCIAL, L.P.

RIA

CRD#: 111167

FOLSOM, CA

Past

January 26, 2023 - August 14, 2023

RIDGEVIEW FINANCIAL PLANNING

RIA

CRD#: 171985

SANTA ROSA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERPATH INVESTMENTS LLC

CRD#: 226671 / SEC#: 801-117564

RIA

Registered Investment Advisory firm - (10/31/2019 Approved)

California

Registered Investment Advisory firm - (12/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RIVERPATH INVESTMENTS LLC

CRD#: 226671 / SEC#: 801-117564

RIA

Registered Investment Advisory firm - (10/31/2019 Approved)

California

Registered Investment Advisory firm - (12/5/2019 Terminated)

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Contact information

Main Address

El Dorado Hills, CA

Mailing Address

1024 Iron Point Road Suite 100-1490, Folsom, CA 95630

Phone number

(916) 467-9290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERPATH INVESTMENTS FORM ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 310,573,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brayden T. Cleland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brayden Todd Cleland's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVERPATH INVESTMENTS LLC

ALLWORTH FINANCIAL, L.P.

RIDGEVIEW FINANCIAL PLANNING

Primary Firm SEC Registration

RIVERPATH INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Current Firm

RIVERPATH INVESTMENTS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERPATH INVESTMENTS LLC

TRUST BUT VERIFY

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