Andrew J. King

RBC PRIVATE COUNSEL (USA)

Edmonton, Alberta, T5J 0J4

Some features on this profile are disabled

CRD#: 7691710

Professional summary

Andrew John Charles King Mr. is a registered financial advisor currently at RBC PRIVATE COUNSEL (USA) INC. .

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Andrew has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Charles King Mr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2023 - Present

RBC PRIVATE COUNSEL (USA) INC.

Office #1: 10111-104 Avenue, Suite 2300, Edmonton, Alberta, T5J 0J4

RIA

CRD#: 109648

Edmonton, Alberta,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBC PRIVATE COUNSEL (USA) INC.

RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT

CRD#: 109648 / SEC#: 801-55491

RIA

Registered Investment Advisory firm - (5/11/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RBC PRIVATE COUNSEL (USA) INC.

RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT

CRD#: 109648 / SEC#: 801-55491

RIA

Registered Investment Advisory firm - (5/11/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Wellington Street West 17th Floor Rbc Centre, Toronto, On, M5V 3K7

Mailing Address

Phone number

(416) 955-7782

Established

Firm type

Fiscal year end

# of Employees

1,379

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INDIVIDUALLY MANAGED ACCOUNTS (10/21/2025)

A+ PROGRAM, ACCESS MANAGER SELECTION PROGRAM & PRIVATE INVESTMENT MANAGEMENT PROGRAM (10/21/2025)

ADVISOR PROGRAM (1/24/2025)

Regulatory assets under management

Total Number of Accounts	8,556
AUM (Assets Under Management)	$ 6,827,149,933

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/28/2024	Cover Page	Report
09/28/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Shaffer

OSAIC WEALTH, INC.

IAR

Denver, PA

Alyssum Keefer

JANNEY MONTGOMERY SCOTT LLC

IAR

York, PA

Amanda Earlywine

HUMAN INVESTING

IAR

Lake Oswego, OR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew J. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Charles King Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC PRIVATE COUNSEL (USA) INC.

Primary Firm SEC Registration

RBC PRIVATE COUNSEL (USA) INC.

State Registrations and Notice Filings

Exams

Current Firm

RBC PRIVATE COUNSEL (USA) INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RBC PRIVATE COUNSEL (USA) INC.

TRUST BUT VERIFY

Similar Advisors