ZF
Zachary Frantz
MAGNATE ADVISORY SERVICES
Louisville, KY 40243
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CRD#: 7690925
ZF
Professional summary
Zachary Frantz, who also goes by Zach Frantz, is a registered financial advisor currently at MAGNATE ADVISORY SERVICES, LLC located in Louisville, Kentucky and SILVER OAK SECURITIES, INCORPORATED located in Louisville, Kentucky.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Zachary has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Frantz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Magnate Wealth Management, LLC, start date 05/2024, Louisville, Ky, DBA for Magnate Advisory Services, LLC, and Silver Oak Securities, Inc. Also, a licensed insurance agency selling Non-Variable Insurance (Fixed Annuities, Equity Indexed Annuities, Life Insurance, Long Term Care and Disability Income), 100 hours spent a month during trading hours, investment related. 2. Magnate Advisory Services, LLC, start date 10/2024, Louisville, Ky, Investment Adviser Representative, 160 hours per month and during trading hours, Fee Based Compensation, IAR of an independent registered investment advisor. 3. Silver Oak Securities, Inc., start date 05/2024, Louisville, Ky, Registered Assistant, servicing approved securities products, 20 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Frantz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2024 - Present
MAGNATE ADVISORY SERVICES, LLC
Office #1: 400 Blankenbaker Parkway Suite 100, Louisville, KY 40243RIA
CRD#: 283056
Louisville, KY
Current
October 21, 2024 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 400 Blankenbaker Parkway Suite 100, Louisville, KY 40243RIA
BD
CRD#: 46947
Louisville, KY
Past
May 19, 2023 - April 2, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MAGNATE ADVISORY SERVICES, LLC
EN GARDE! INVESTING LLC | MAGNATE WEALTH MANAGEMENT, LLC | MAGNATE WEALTH MANAGEMENT LLC | MAGNATE WEALTH MANAGEMENT | MAGNATE WEALTH | MAGNATE ADVISORY SERVICES, LLC
CRD#: 283056 / SEC#: 801-118616
RIA
Registered Investment Advisory firm - (4/29/2020 Approved)Indiana
Registered Investment Advisory firm - (5/11/2020 Terminated)Kentucky
Registered Investment Advisory firm - (5/7/2020 Terminated)Ohio
Registered Investment Advisory firm - (5/7/2020 Terminated)Tennessee
Registered Investment Advisory firm - (5/8/2020 Terminated)Texas
Registered Investment Advisory firm - (5/7/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Kentucky(10/17/2024)
RR
Kentucky(10/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 5/19/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MAGNATE ADVISORY SERVICES, LLC
EN GARDE! INVESTING LLC | MAGNATE WEALTH MANAGEMENT, LLC | MAGNATE WEALTH MANAGEMENT LLC | MAGNATE WEALTH MANAGEMENT | MAGNATE WEALTH | MAGNATE ADVISORY SERVICES, LLC
CRD#: 283056 / SEC#: 801-118616
RIA
Registered Investment Advisory firm - (4/29/2020 Approved)Indiana
Registered Investment Advisory firm - (5/11/2020 Terminated)Kentucky
Registered Investment Advisory firm - (5/7/2020 Terminated)Ohio
Registered Investment Advisory firm - (5/7/2020 Terminated)Tennessee
Registered Investment Advisory firm - (5/8/2020 Terminated)Texas
Registered Investment Advisory firm - (5/7/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Blankenbaker Parkway Suite 100, Louisville, KY 40243
Mailing Address
Phone number
(502) 855-3160
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,074 |
| AUM (Assets Under Management) | $ 260,916,167 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAGNATE ADVISORY SERVICES, LLC
CRD#: 283056Louisville, KY 40243TRUST BUT VERIFY
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