Christopher J. Manning

SUMMIT GLOBAL INVESTMENTS

Lutz, FL

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CRD#: 7689968

Professional summary

Christopher Joseph Manning, who also goes by Christopher Manning, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Lutz, Florida and EQUITY SERVICES, INC. located in Lutz, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Christopher has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Manning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*BONIDE. 6301 SUTLIFF RD ORISKANY NY. AUG 2021. NOT INV REL. GARDEN CONSUMER PRODUCTS. SALES MANAGER. SELLING GARDEN PRODUCTS TO GARDEN CENTERS. NOT DURING TRADE HRS. *CHRISTOPHER J MANNING- INSURANCE SALES REP. 18854 MAISONS DR LUTZ FL. INV REL. OCT 2023. FIXED INSURANCE. SALES AGENT. LIFE INSURANCE AND FIXED ANNUITIES. DURING TRADE HRS. *IRONCLAD WEALTH CONSULTING LLC. 18854 MAISONS DR LUTZ FL. NOT INV REL. MARCH 2025. OWNER - FLOW THROUGH FOR TAXES. NOT DURING TRADE HRS. *SUMMIT GLOBAL FINANCIAL - 18854 MAISONS DR LUTZ FL.. INV REL. DEC 2023. FINANCIAL ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY. DURING TRADE HRS. *SUMMIT GLOBAL PRIVATE WEALTH - 18854 MAISONS DR LUTZ FL. INV REL. JUNE 2024. FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY. DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Manning's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2024 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

RIA

CRD#: 157091

Lutz, FL

Current

August 26, 2025 - Present

EQUITY SERVICES, INC.

RIA

CRD#: 265

LUTZ, FL

Past

December 6, 2023 - August 26, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

LUTZ, FL

Past

June 16, 2023 - October 10, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(9/18/2024)

Florida
(8/26/2025)

IAR

Texas
(2/13/2025)

Texas
(8/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/22/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/13/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 5/23/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

620 South Main Street, Bountiful, UT 84010

Mailing Address

620 South Main Street, Bountiful, UT 84010

Phone number

(888) 251-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)

SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	6,923
AUM (Assets Under Management)	$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher J. Manning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Manning's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

SUMMIT GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2024

Series 63

Date: 2/22/2024

Series 6TO

Date: 6/13/2023

SIE

Date: 5/23/2023

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

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