Brian M. Pugh

STEWARDS WEALTH PLANNING

Okemos, MI 48864

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CRD#: 7689743

Professional summary

Brian Michael Pugh, who also goes by Brian Pugh, is a registered financial advisor currently at STEWARDS WEALTH PLANNING, LLC located in Okemos, Michigan.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Pugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LifePlan Financial Design Inc.; Yes; Okemos, MI; Insurance Agent; 12/2022; 80/ MO; 20/ MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Michael Pugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2023 - Present

STEWARDS WEALTH PLANNING, LLC

Office #1: 2190 Commons Parkway, Okemos, MI 48864

RIA

CRD#: 166307

Okemos, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2022

Uniform Investment Adviser Law Examination

Current Firm

STEWARDS WEALTH PLANNING, LLC

LIFEPLAN ADVISORY SERVICES, LLC | STEWARDS WEALTH PLANNING, LLC

CRD#: 166307 / SEC#:

Michigan

Registered Investment Advisory firm - (2/19/2013 Approved)

North Carolina

Registered Investment Advisory firm - (7/22/2019 Approved)

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Contact information

Main Address

2190 Commons Parkway, Okemos, MI 48864

Mailing Address

Phone number

(517) 323-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	760
AUM (Assets Under Management)	$ 86,285,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian M. Pugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Michael Pugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARDS WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2022

Current Firm

STEWARDS WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STEWARDS WEALTH PLANNING, LLC

TRUST BUT VERIFY

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