SJ
Sean N. Jones
HIIVE MARKETS LIMITED
VANCOUVER, V6Z 0C8
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CRD#: 7689190
SJ
Professional summary
Sean Norman Jones is a registered financial professional currently at HIIVE MARKETS LIMITED .
Sean is registered as a RR (Registered Representative) and started their career in finance in 2023. Sean has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sean Norman Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2023 - Present
HIIVE MARKETS LIMITED
Office #1: 700 - 980 Howe Street, Vancouver, V6Z 0C8BD
CRD#: 316580
VANCOUVER,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2023)
RR
Alaska(4/18/2023)
RR
Arizona(4/18/2023)
RR
Arkansas(4/18/2023)
RR
California(4/18/2023)
RR
Colorado(4/18/2023)
RR
Connecticut(4/18/2023)
RR
Delaware(4/18/2023)
RR
District of Columbia(4/18/2023)
RR
Florida(4/18/2023)
RR
Georgia(4/18/2023)
RR
Hawaii(4/18/2023)
RR
Idaho(4/18/2023)
RR
Illinois(4/18/2023)
RR
Indiana(4/18/2023)
RR
Iowa(4/18/2023)
RR
Kansas(4/18/2023)
RR
Kentucky(4/18/2023)
RR
Louisiana(4/18/2023)
RR
Maine(4/18/2023)
RR
Maryland(4/18/2023)
RR
Massachusetts(4/18/2023)
RR
Michigan(4/18/2023)
RR
Minnesota(4/18/2023)
RR
Mississippi(4/18/2023)
RR
Missouri(4/18/2023)
RR
Montana(4/18/2023)
RR
Nebraska(4/18/2023)
RR
Nevada(4/18/2023)
RR
New Hampshire(4/18/2023)
RR
New Jersey(4/18/2023)
RR
New Mexico(4/18/2023)
RR
New York(2/2/2023)
RR
North Carolina(4/18/2023)
RR
North Dakota(4/18/2023)
RR
Ohio(4/18/2023)
RR
Oklahoma(4/18/2023)
RR
Oregon(4/18/2023)
RR
Pennsylvania(4/18/2023)
RR
Puerto Rico(4/18/2023)
RR
Rhode Island(4/18/2023)
RR
South Carolina(4/18/2023)
RR
South Dakota(4/18/2023)
RR
Texas(4/18/2023)
RR
Utah(4/18/2023)
RR
Vermont(4/18/2023)
RR
Virgin Islands(4/18/2023)
RR
Virginia(4/18/2023)
RR
Washington(4/18/2023)
RR
West Virginia(4/18/2023)
RR
Wisconsin(4/18/2023)
RR
Wyoming(4/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HM
HIIVE MARKETS LIMITED
HIIVE MARKETS LIMITED
CRD#: 316580 / SEC#: , 8-70806
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8
Mailing Address
700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8
Phone number
(604) 200-2405
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
