SG
Sean F. Grote
PARADIGM, STRATEGIES IN WEALTH MANAGEMENT
Maple Grove, MN 55369
Some features on this profile are disabled
CRD#: 7688513
SG
Professional summary
Sean F. Grote, CFP® is a registered financial advisor currently at PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC located in Maple Grove, Minnesota.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Sean has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
09/2020 Best Mark; Non Investment Related; 5500 Feltl Road, Minnetonka, MN; Secret Shopping; Secret Shopper (not an employee, and does not receive compensation for secret shopping, just reimbursements); Monthly Hours: 0-0.25hrs
CRS (Client Relationship Summary) - RIA
Click below to view Sean F. Grote's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
January 26, 2023 - Present
PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
Office #1: 11324 86th Avenue North, Maple Grove, MN 55369RIA
CRD#: 110372
Maple Grove, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
ASSET STRATEGY CONSULTANTS OF MINNESOTA LLC | PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
CRD#: 110372 / SEC#: 801-79270
RIA
Registered Investment Advisory firm - (3/6/2014 Approved)Arizona
Registered Investment Advisory firm - (3/14/2014 Terminated)Minnesota
Registered Investment Advisory firm - (3/14/2014 Terminated)Texas
Registered Investment Advisory firm - (3/14/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/26/2023)
IAR
Texas(1/26/2023)
Exams
Current Firm
PS
PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
ASSET STRATEGY CONSULTANTS OF MINNESOTA LLC | PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
CRD#: 110372 / SEC#: 801-79270
RIA
Registered Investment Advisory firm - (3/6/2014 Approved)Arizona
Registered Investment Advisory firm - (3/14/2014 Terminated)Minnesota
Registered Investment Advisory firm - (3/14/2014 Terminated)Texas
Registered Investment Advisory firm - (3/14/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11324 86th Avenue North, Maple Grove, MN 55369
Mailing Address
Phone number
(763) 201-1025
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 673 |
| AUM (Assets Under Management) | $ 295,827,872 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
