KH
Kyle B. Harvey
OPTIMA CAPITAL LLC
Visalia, CA 93277
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CRD#: 7688237
KH
Professional summary
Kyle Brendan Harvey is a registered financial advisor currently at OPTIMA CAPITAL LLC located in Visalia, California.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kyle has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
8/2022 Robert Larsen; Office Administrator; Non Investment Related; Administrative Support Services; 3745 W. Caldwell Ave, Ste. F., Visalia, CA 93277; 10% of professional time devoted; non registered office administrator for Robert Larsen in his capacity as a Registered Rep with Broker Dealer.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Brendan Harvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2023 - Present
OPTIMA CAPITAL LLC
Office #1: 3745 W Caldwell Ave. Suite F, Visalia, CA 93277RIA
CRD#: 310146
Visalia, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OPTIMA CAPITAL LLC
OPTIMA CAPITAL LLC | PREMIER NETWORK
CRD#: 310146 / SEC#: 801-120712
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)California
Registered Investment Advisory firm - (5/13/2021 Terminated)Kansas
Registered Investment Advisory firm - (4/13/2021 Terminated)Missouri
Registered Investment Advisory firm - (4/13/2021 Terminated)Oregon
Registered Investment Advisory firm - (4/20/2021 Terminated)Texas
Registered Investment Advisory firm - (4/13/2021 Terminated)Washington
Registered Investment Advisory firm - (5/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/7/2023)
IAR
Texas(8/9/2025)
Current Firm
OC
OPTIMA CAPITAL LLC
OPTIMA CAPITAL LLC | PREMIER NETWORK
CRD#: 310146 / SEC#: 801-120712
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)California
Registered Investment Advisory firm - (5/13/2021 Terminated)Kansas
Registered Investment Advisory firm - (4/13/2021 Terminated)Missouri
Registered Investment Advisory firm - (4/13/2021 Terminated)Oregon
Registered Investment Advisory firm - (4/20/2021 Terminated)Texas
Registered Investment Advisory firm - (4/13/2021 Terminated)Washington
Registered Investment Advisory firm - (5/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Sw 116th Ave., Beaverton, OR 97225
Mailing Address
10940 Sw Barnes Road # 127, Portland, OR 97225
Phone number
(503) 270-1314
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,409 |
| AUM (Assets Under Management) | $ 292,800,549 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
